Company Stock and Certificate of Deposit Funds

COMPANY STOCK FUND

Pentegra offers plan sponsors the expertise and flexible parameters to make company stock part of your 401(k) investment program. Company stock is administered in a daily valuation environment whether traded thinly or on a major exchange, on either a share or unit accounting basis.

Our employer stock services:

• Coordinate the establishment of trustee/custodian relationship
• Facilitate stock purchases for 401(k) contributions through Bank of New York brokerage and market maker
• Coordinate stock purchases for IPO
• Review SEC filings for plan provisions
• Provide employee communications regarding the stock offering
• Assist in establishing proxy requirements

EMPLOYER CD FUND

In addition, many of Pentegra's bank clients offer a Certificate of Deposit (CD) investment option in their 401(k) plan. A CD fund offers your organization:

• FDIC protection per participant
• Conservative investment options
• Compliance with bank regulatory requirements
• Defined factors for evaluating and monitoring the plan's investment options
• Ongoing monitoring and tracking of these investments